The Dorian Invasion and 'White' Ownership of Classical Greece?

I was speaking with a student last semester. She loves Classics, but she can't seem to get her parents to understand why. She's Indian and her family and family friends, she tells me, have asked her things like why she wants to give up her own culture and study someone else's. India, of course, has a long history with the ancient Greeks and Romans. Greeks even settled in parts of what was called India in antiquity (though are parts of various modern nations now). India appears in our Greek sources as early as Herodotus (and earlier is some fragmentary works), was an important players in the ancient trade networks that went through the Persian empire, and became part of Greek reality in the Hellenistic world as a major political and military player. The idea that the study of Classics is 'foreign' to a student from India more than the descendants of Celts and Germans and Norse people is weird. And one needs to wonder why (though we already know the answer: hint, it's racism).

I should not wonder why, however, as I (mistakenly) spent time today reading the comments on an article concerning the casting of a black man as Achilles in the new BBC Troy series, Troy: Fall of a City. Within the comments, all sorts of tales of genetics and descent are being thrown around--both for and against Europe or Africa as the originator of all races, the place of 'whites' vs. 'blacks' in Egypt (with the subset of Cleopatra as Greek, Arab, or black African), whether Neanderthals are part of this conversation or not, and then the "just because we come from Africa doesn't mean we are black" divisioning between sub-Saharan and north African. And then we get fun comments like (all screen grabs of comments are from the article on black Achilles unless otherwise noted):

I'm white. And yet, I have certainly not felt over the 25 years during which I have studied and worked to become a Classics professor that Classics and 'everything' came from me or belonged to me. I'm from a small town near Akron, Ohio in the middle of the US and then moved to San Diego, CA. I'm a first gen college student. Most of my family have no idea what I actually do. They certainly don't spend all that much time thinking about ancient Greece and Rome and their ownership of it in an unbroken line of descent. How can this field 'belong' to me? It doesn't. Or so I thought...

Turns out, I was wrong! I am pretty much solid German on my mom's side (she was the first generation of her family in the US to marry a non-German dating back to before the Revolutionary War) and, it so happens that, according to the Nazis and their Romantic-Nationalist predecessors and many a neo-Nazi today, THAT MAKES ME DORIAN GREEK!

In other words, it's time to talk about the myth of the so-called "Dorian Invasion" and the myth of an Aryan Ancient Greece.

H/T http://www.ars-longa.sitew.com/Le_mythe_de_l_Aryen.B.htm#Le_mythe_de_l_Aryen.B for the map.

As with many a historical myth about the origins of various Greek cultures, this one has a source in Herodotus and was an attempt by mostly German scholars (at first, it seems) to explain the changes in language from non-Hellenic to Hellenic. The mysterious Pelasgians appear as a 'native' substrate of possibly Anatolian origin (except the Athenians, who were indigenous but 'became Greek' by changing languages..maybe..Herodotus is a bit dodgy on this one), while the Dorians--those vigorously masculine Greeks best represented by the Spartans, as you can see from the map above--from a Nazi textbook--those Dorians came from Germany!

The myth of the Dorian/Aryan/Nordic invasion begins, in many ways, as a failure of methodology, specifically, as a result of historical positivism. Historian Jonathan Hall once described historical positivism as a mode of seeing in "myths of ethnic origins a hazy and refracted recollection of genuine population movements" in the Bronze Age. Variants of these myths were "pathological aberrations from a 'real' historical memory" (Hall, Ethnic Identity in Greek Antiquity, 41). Unfortunately, these "pathological aberrations" became bound to ideological positions that became linked to political parties and movements and race science.

As one can read all about in my new favorite book Brill's Companion to the Classics and Fascist Italy and Nazi Germany (the chapters by Wiedemann and Whyte specifically) or (going back pre-Nazi) in Helen Roche's Sparta’s German Children, Hitler and many a German firmly believed that Spartans/Dorians and Germans were one people and that the martial valor and glory of Greece was the result of Germans invading Greece and establishing a civilization. They, the modern Germans, were then both the progenitors of ancient Greek civilization and its heirs. And they, as Tacitus explained to them, were a pure people. Their Blut und Boden  ideology explained both who they were and why they were born to be conquerors.

I've even read 19th century texts that suggest that some German scientists and anthropologists explained the fall of ancient Greek civilization by the deterioration of Germans too long from their proper climate--the heat of Greece enervated them over time, making the rise of a new Greece in Germany the only solution. Hitler certainly saw it that way as did many of his predecessors, like Karl Otfried Müller. Whatever other flaws there may be in Martin Bernal's Black Athena, pointing out the long trail of classical philologists and historians invested in a northern European invasion as the only possible explanation for the development of an advanced civilization in southern Europe was not wrong. The Aryan/Dorian (later Nordic) invasion was used to explain not only ancient Greek civilizations, but also those throughout Asia and even north Africa.

How long did historians and archaeologist struggle to fit the evidence into a narrative of a Dorian invasion? This great article from 1978 laying out the evidence debunking the invasion myth gives you a clue. And yet, even while scholars have moved on, the general population has not. And the recourse this public makes to genetics is complicating the issue. While there is quite a bit of good work being done in the realm of genetics, popularizing articles in magazines like Science and  National Geographic make it seem like we have hundreds upon hundreds of solid samples to test from, resulting in "new" discoveries every few months in the origins of genes for "whiteness" or "blackness" or homo sapiens vs. Neanderthals, etc.

Typically, however, we have only a few samples and studies of the sort that discovered "The Greeks really do have near-mythical origins, ancient DNA reveals" suffer from numerous flaws in the data (small sample sizes, assumptions about migration patterns, comparisons only with modern populations, choosing not to randomize samples) and give the general population a sense of certainty where there is none. The results are comments like:

This is a comment on Dimitri Nakassis' blog post about the Science article. The commentator and his predecessor "Double Helix" view the result of a 4-16% admixture of "northern" DNA possible for the samples labeled Mycenaean as DNA proof, to the commentator and others, of the Dorian/Aryan/Nordic reality of ancient Greece.  The longevity of this myth that all southern European, north African, and Eastern/Central Asian civilizations were the result of northern invaders is real, even if it is now playing out in the realm of pseudo-science. Whatever someone wants to believe, they will find evidence or skew evidence to support it because that's how ideology works.

But the Aryan/Dorian/Nordic myth does real harm if Classicists and ancient historians don't challenge it and do it regularly. It excludes people from our discipline whose history it is just as much as it is anyone's (more so in some cases) by allowing one small group of people--'white' people--to lay claim to it. It also puts a value on whiteness that encourages adoption of 'whiteness' as a way of viewing and moving in the world by those peoples who may have been excluded in the past--like  Greeks or Latino people, who are increasingly identifying as white while simultaneously developing virulent strains of white supremacy of their own. We see valuation on whiteness lead some individuals (like N. Taleb) to reject and work tirelessly to argue away cultural heritage and connections to a non-northern European past.

In the end, the lingering myth of a Aryan invasion in the popular imagination, though now grounded in different 'evidence',  perpetuates the whiteness of our field, continues to send a message that Classical Greece 'belongs' to northern Europe, and, perhaps the worst thing of all, seems to have made some corners of the internet nostalgic for the 2004 Troy movie and Brad Pitt as Achilles. What can we do when theories long debunked continue to prosper and cause harm? In addition to trying to make our research accessible to the broader public, I say we enjoy the new Achilles.

Blood and Soil from Antiquity to Charlottesville: A Short Primer

In the recent white supremacist gathering in Charlottesville, chants of "Blood and Soil" were heard coming from some members of the marchers of a tiki torch procession. This chant was interspersed with chants of "You will not replace us." When I read about this, I was stuck by the irony of a group of white supremacists--all of whose ancestors are not native to this soil--would be chanting about being autochthonous. I mean, the whole point of the two groups that most closely identify with the Blood and Soil language (in their web presences and poster/flyer campaigns), Identity Europa and Vanguard America is the emphasis on their European (not American) descent. They aren't even trying to claim to be indigenous to the US, and yet are invoking an ideology that is explicitly about being native to one's land and thereby a part of it. 

If you are confused, that's ok. It doesn't make much sense at first. But what these supremacists are appealing to when they chant or put up posters or name their websites "Blood and Soil"  is meant to align them with and appropriate for themselves an ideological position that links them both to the Nazi tradition in Germany and to Classical Athens, whose imagery and ideas they sometimes use in their advertisements.

Let's start at the beginning...What is "Blood and Soil"? Blood and Soil, or Blut und Boden, was an ideology that focused on two aspects of German identity--genealogy/descent and territory/land. Although most closely associated with the Nazis, it actually preceded them in Germany and has clear roots in the 19th century German Romantic nationalism and racialism, but it picked up adherents after WWI.

BLOOD: The term Volksdeutsche, supposedly coined by Hitler himself, encompassed all who were German of "race" or, as we would say today, ethnicity, as opposed to citizenship. The idea was that there were Germans by descent who lived both within and outside Germany, most notably in territories further east to which Germans had migrated in the preceding centuries. Some of these territories had belonged to Imperial Germany and been lost with the Versailles Treaty following World War I. Others had been part of the Habsburg Empire (which had been dominated politically by ethnic Germans); yet others never been part of a German state..  The Nazis, as historian Lisa Heineman notes,“joined the majority of Germans who were not only frustrated with the post-World War I settlement but who also felt the ‘small German’ solution of 1871 was inconsistent with ideals of national self-determination – ideals that were now endorsed by no less than Woodrow Wilson--the German state created in 1871 had not included the German portions of the Habsburg Empire.” 

Like many nationalists before them, National Socialists wanted all Germans to be united as part of the new Reich, a  perfect union of ethnic nationhood and state formation. Embedded within the idea was not just a unity of blood, but also a superiority of blood, an idea that German blood was purer than other blood. Where might Hitler and the earlier Blood and Soil adherents have gotten the idea that German blood was so wonderful? Sadly, a key source was probably the Roman author Tacitus, who, in his zeal to moralize about Rome's own decline under the emperor Domitian, maybe played up German isolation a bit too much.

Tacitus (58-120 CE) once wrote a book called Germania. This book, part of a long ethnographic tradition among the ancient Greeks and Romans, presents the German peoples to a Roman audience. The Germans had been a bit of a thorn in the side of Rome for a couple of centuries at the time he wrote about them, though it seems that both he and other Roman authors also admired the Germans. They were represented as both uncivilized and idealized--a true "noble savage," uncorrupted by the debaucheries of Rome. 

The key passage comes fairly early on (Germ. 2):

I believe that the Germans themselves are indigenous (indigenas) and the immigration and receiving of other peoples (gentium) has resulted in very little mixing, because, in earlier times, people who were seeking to change their homes came not by land, but by ships. The Ocean beyond them is immense, as I would say, on the opposite side and is rarely approached by ships from our world. Moreover, not even considering the danger or the rough and unknown sea, who would leave Asia or Africa or Italy behind and seek Germany, which is wild in lands, harsh in climate, and unpleasant in habitation and in aspect, except if it was your homeland?  

You have to wonder if Tacitus, knowing how this paragraph would be used centuries later, would have considered changing it or deleting it altogether. Alas, the paragraph is there and from the re-discovery of the Germania in the Renaissance until now, Tacitus' comment on the indigenous and pure status of the German peoples and their connection to their homeland has wreaked havoc on history.

According to classicist Christopher Krebs, this book, once called by the historian Arnold Momogliano a "most dangerous book" and by the Nazis their "little golden book," informed their attitudes towards other Germans, towards those with disabilities, and towards foreigners in Germany--especially Jews.  Real Germans, pure Germans were (Tac. Germ. 4):

...infected by no marriages with other nations and exist as an individual and pure race which is similar only to itself. It is because of this that the build of their bodies is the same in all the people, even though the population is so large. They have fierce blue eyes, red hair (rutilae comae), huge bodies, and they are strong only on impulse.  

The Nazis would ensure that this is how Germans would look again (with a little "Aryan" twist--with blond hair instead of red--perhaps all those white marble sculptures fetishized by 19th century Germans encouraged them). Nazi policy called for the enforcement of racial boundaries, of a purification of stock, of a weeding of the less perfect and impure. They had to be removed from German land, eradicated.

SOIL: One of the things you may have noticed in the Tacitus quoted above is the connection Tacitus makes between the Germans and their homeland--it is a climate and landscape only a native could love. This isn't the only reference to the connection between Germans and their land. According to Tacitus, and in line with environmental determinism theories of the times, the land made the ancient German able "to endure hunger and cold" (Tac. Germ. 4).  

Tacitus flatters the Germans by pointing out their purity and relationship with the land, which enables it. For the Germans, there was also the appeal of classical Athens, whose sculpture specifically was idealized, most obviously demonstrated in Leni Riefenstahl’s Olympia. The long tradition of Classical Athens as an ideal in German Romanticism has been well-documented. But how deep did it go?

The Athenians promoted the idea that they were autochthonous, which translates as "indigenous" or "born of the earth," and passed laws aimed at ensuring that only those who were of "pure" Athenian birth would benefit from Athens' wealth and power. I've detailed in an article in Eidolon how the Athenians' obsession with their own purity manifested in practice and civic ideology. The ancient Athenians provided modern Germans with mechanisms and an ideology that would allow them to fortify and preserve the purity Tacitus sanctioned for them. 

The "Soil" portion of Nazi ideology of Blood and Soil was not just about the German homeland as a source of German strength and racial integrity. It was also an ideal way of life,  that sat in opposition to cosmopolitanism--another opposition adopted by neo-Nazi's and their sympathizers, and underscored policies of colonization outside Germany. Blut und Boden (an idea that, again, preceded the Nazis in Germany) was a German-specific type of environmental determinism premised on the notion that Germans were superior and other  peoples were inferior, in part because of their ties to their land--because of the relationship between the German people and their homeland (the "Soil"). Again, as Heineman comments, “The Germans’ mystical, and deeply virtuous, connection to the land contrasted with the rootlessness of those who had no such ties, notably diasporic and cosmopolitan Jews. Nevertheless, this ideology allowed for settler colonialism, or the implantation of Germans in soil to which they did not have a historically deep connection. As the German population expanded, it would need more Lebensraum, or living space. Otherwise the Volk might be compelled to curtail childbearing and lose its Darwinistic battle with other 'races'.” Since the point was to expand the ethnically German population, not to extend German power over other “nations” (for example to exploit labor and extract resources), inhabitants of conquered lands would have to be removed and replaced by German settlers.

Another component of this policy was a focus of the German "peasant" population--farmers and freeholders in the countryside were considered more German than those infected with urbanity and cosmopolitanism. Cosmopolitanism allowed for the "Germanizing" of foreigners (and of course threatened the “Judaization” of Germans), Lebensraum did not. We see hints of this in interpretations of ancient Athenian valorization of the hoplite as a citizen soldier who transitions from farmer to fighter, whose tie to the soil means he will fight that much harder for it. This "hoplite ideology" has a long history of being represented as a citizen ideal and as a mark of  the "traditional values" that allowed the Greeks (Athenians included) to enact the "Greek miracle." In this way, too, German Romantic Nationalism's elevation of  Classical Athens set the stage for Nazi policies that acted upon the racist fixation on the intersection between purity of descent (Blood) and the homeland (Soil).

***

After this little trip down knowledge lane, we can see why it might be confusing to have a bunch of Americans marching around chanting "Blood and Soil" for a land they aren't indigenous to. But, the idea of Lebensraum and the Athenian concept of autochthony both came with hefty doses of superiority complexes that manifested in imperial ambitions that allowed for the Blood to become more important than the Soil, and so allowed for those of the right Blood to assimilate the Soil of others. 

The idea that this is exclusively Athenian or Nazi, however, is mistaken. The Nazi ideology was built upon a century or more of idealization of Athens by the German Romantics and, this idealization was not unique to Germany. Wherever Athens was held in esteem and a central component of elite education, ideas of "Manifest Destiny" exist. For these contemporary white supremacists, Manifest Destiny happened and it happened at the expense of "white, European blood," blood that "soaked" the soil. That makes this land, in their twisted worldview, "theirs"--but only if one ignores all the African-American, Chinese, Mexican, Native American, or other of non-European descent whose blood was spilled in equal or larger amounts to make America what it has become. 

And that is where the irony comes in--for years they have believed in this fantasy, a fantasy promoted in our high school textbooks and TV and movies, that only "white" Americans participated in the building of our country. A fantasy crafted through the erasure of the contributions and oppressions of the participants in our nation's history who were not of European descent. As that narrative is increasingly revealed as the lie it is, they cry "revisionism" and "changing history." But it is the correcting of a lie, a lie that some people have been raised to believe is true--like the Tooth Fairy, only far more insidious. Blood and Soil and Confederate monuments are myths, so it's just a wee bit ironic that they march under their banners as if they were true.

UPDATE: after Charlottesville, American Vanguard split into two different organizations.  The bloodandsoil.org website now belongs to Patriot Front whose manifesto begins:

Many thanks to Lisa Heineman for fact-checking my German history.

Further Reading:

Krebs, C. A Most Dangerous Book: Tacitus’s Germania from the Roman Empire to the Third Reich. New York: W. W. Norton, 2011.

Krebs, C. “A dangerous book: the reception of Tacitus’ Germania.” In The Cambridge Companion to Tacitus, edited by A. Woodman, 280-99. Cambridge: Cambridge University Press, 2009. 

Translations from: KRG = Kennedy, RF, CS Roy, and ML Goldman Race and Ethnicity in the Classical World: An Anthology of Primary Sources. Indianapolis: Hackett. 2013.